OTHER RELEVANT HULL CITY COUNCIL GUIDANCE
Personal Information Handling Policy
Information Security Policy
Policy on the use of Information Technology
(The above policies can be found on Hull CS intranet.)
In October 2019 this guidance was reviewed throughout and updated as required to reflect retention periods for a range of social care documents and local archiving processes.
All records, including files, photographs, secure removable media and other written or electronic and visual material that originates in connection with social work duties, are the property of Hull City Council.
Under no circumstances should the materials referred to above be retained in an employee's possession, whether at home or elsewhere.
Removable media such as Memory sticks must be password protected in line with council policy, for example the use of 'safe sticks' and 'safe boot' encryption. Any information stored on such devices must be transferred to the council network as soon as possible, and deleted from the device.
Staff using computers at home for Council purposes must do so using equipment provided by the council's ICT department, as this will have been installed with the appropriate security software. Any information stored on these portable devices must be transferred to the council network as soon as possible, and then deleted from the device. Under no circumstances should an individual's private/home computer be used for council purposes.
Case files should not be removed from the office, unless prior authorisation has been given by the individuals' line manager. Removing files from the office should not be the norm, and any prior authorisation can be revoked at any time.
Managers should have systems in place to record any removal of documentation from the workplace and their return, with appropriate signatures and dates.
Any breach of these arrangements may lead to disciplinary action being considered.
Any further advice on issues regarding the holding or managing of confidential personal information about service users can be obtained from the council's Caldicott Guardian.
Note that foster carers who keep records on children, young people as part of their fostering role, or have been given copies of documents such as care plans, must when the individual's placement ceases give all recordings and documents to their fostering social worker for destruction.
The table below contains a list of categories of children's records with the timescales. Once the retention period is up, the files will be reviewed and if appropriate destroyed. The timescales apply to paper and electronic files.
|Type of Record||Retention period.
All dates are from the young person reaching 18 unless otherwise stated.
|Adoption Case Records (including Pre Adoption and Post Adoption Records):||100 years from the date of the Adoption Order.|
Looked After Child
|75 years, except when an individual dies prior to age 18, then records should be retained for 15 years from date of death.|
Other Local Authority Looked After Children
Placed in Hull but all case work completed by another local authority.
|Until they reach the age of 18 if the child does not receive any services from Hull.|
Section 8 Orders - Children Act 1989
Several types of orders can be made under Section 8, these include:
Child Arrangements Orders;
|Special Guardianship||75 years.|
|Children in private foster placements||75 years.|
||75 years (Looked After Child)|
|Other children including Children in Need|
|Type of Record||Retention Period|
|Complaints Records||The same period as the child care record.|
|CYPS DP Breach Complaints||The same period as the child care record.|
|CYPS Subject Access Requests||The same period as the child care record.|
|Missing Children Episodes for children living in Hull but not open to social care||6 years after the child’s 18th birthday|
|Missing persons Records (not children)||6 years since the last contact with the department|
|Other Local Authority Missing Children||6 years after the child’s 18th birthday|
|Adults who pose a risk to children||75 years from date of caution or conviction|
|Allegations of Harm||75 anniversary of the date of birth of the child to whom it relates.|
|Allegations of Harm against a professional working with children and young people||Normal Retirement Age or 10 years (whichever is the longest)|
|Cases discussed at MARAC||7 years + 1|
|Cases discussed at MAPPA||7 years + 1|
|Type of Record||Retention Period|
|Children's home records including admissions and discharges, rotas, daily logs etc.||75 years.|
|Foster or adoption applicants who receive information / attend presentation, then NFA||12 months|
|Foster or adoption applicants who undergo initial assessment, then NFA||10 years (or 75 years if there are concerns)|
|Foster or adoption applicants who undergo part of a comprehensive assessment, then NFA either through their withdrawal or the fostering team's refusal or refusal at Panel||35 years (or 75 years if there are concerns)|
|Foster or adoptive carers who de-register.||75 years from last contact with the service|
|Type of Record||Retention Period|
|Early Help contacts, then NFA||5 years from date of contact|
|Early Help Episodes||6 years from episode closure|
|Group Work Registration||5 years from registration if not attended any activities
6 years from last attendance at an activity
Child care records should be archived when they have been inactive for 3 years. Regular checks should be made on all non-active files and where these have reached the 3 year limit. When archiving files attention must be given to appropriately marking the files for destruction in accordance with guidelines. A date for destruction should be attached to paper files and recorded on LiquidLogic.It is also important to note the existence of any other types of electronic files that may exist and be linked to the child’s record – such as a complaints file or a cyclops file for subject access requests. These should be recorded in the paper file area – to ensure the relevant systems are checked and purged at the same time as the main children’s file. Archived paper records may be retrieved from the relevant Records Office when required with the approval of the relevant manager and the signature of the authorised signatory:
The date for the destruction of a record should be written on its front cover (in the case of a paper file) and entered on the computer system when the case is closed (in the case of electronic records). The retention period is entered on the computer system (LiquidLogic). At case closure a retention task will automatically be created.
Managers may decide to retain records for longer than the minimum periods specified above. The decision to do so, with the reasons for it, should be clearly recorded and signed by the manager concerned.
There is a discretion to specify a longer period where the circumstances warrant this, for example if a person is known to be violent, records may be retained for longer to indicate the potential risk posed by such a person or if litigation is possible.
If a closed case is subsequently re-opened, care must be taken to erase the date for destruction on the paper and electronic record.
Whenever there is the possibility of litigation, the records and information likely to be affected should not be amended or destroyed until the threat of litigation has ended.
When records identified for destruction are destroyed, a register of such records should be kept with sufficient detail to identify the record and the date destroyed.
In all cases, the destruction of paper records, both in offices and in archives should be coordinated with the deletion of any electronic corresponding records, an electronic record will not be deleted until it has been confirmed on the system that the paper file has been destroyed.
Information regarding the timescales that records are retained will be communicated to customers (children, young people and their families) by the Social Worker involved with them. As looked after young people reach adulthood and as the involvement of the social care team / Early Help service ends they will be informed in writing of the timescale for the retention of their records along with the Access to Records policy.
Communication with children and families will have to take account of their communication needs, age and level of understanding. People who do not have English as their first language will require the use of the interpretation service and may request that they are accompanied by an advocate.
Only valid for 48hrs